Branch Banking Audit Seminar Part 1

TRAINING OBJECTIVES

1. To provide participants with a revisit of the Branch Audit Engagement Planning Standards.
2. To discuss the reference framework for Branch Banking Audit Engagement Planning.
3. To discuss the aspects of Risk-Based Audit Approach for a Branch Banking Audit Engagement.
4. To provide participants with Learning Assessment exercises during this BBA-Part 1, Online Training Program.

TARGET PARTICIPANTS

The target audience would preferably consist of:

• Internal Auditors, in general
• Team Leaders for Branch Banking Audit Engagements
• Quality Assurance Review Officers of the Internal Audit Group
• External / Independent EQAR Assessors
• Branch Banking operational control - The 1st & 2nd Line of Defense (LOD) for branch banking risks and control

WEBINAR AGENDA

• Overall Audit Objective for Regular Audit of Branch Banking
• Audit Engagement Planning Standards for the Regular Audit of a Branch Banking Unit
• Evaluating the Framework of Branch Banking Business Objectives and Governance
• Evaluating the Framework of Branch Banking Risk Profile
• Evaluating the Framework of Branch Banking Core Processes
• Evaluating the Framework of Regulatory Compliance System for Branch Banking
• Evaluating the Framework of Internal Control Governance for Branch Banking
• Auditor's Preliminary Assessment of the G-R-C Elements for Branch Banking
• Development and Documentation of Branch Banking Audit Strategy; Customizing the Audit Program Guides (ILLUSTRATIVE SAMPLE)
• Learning Assessment - BBA Part 1

TRAINING FORMAT

Lecture by Resource Speakers. (a)Banking Internal Audit Heads / Chief Audit Executive (CAE) for Unibanks, Commercial Banks; or (b)Retired Former CAEs, who have rich experience in Branch Banking Auditing that includes banking fraud investigation engagements.

Learning Assessment.(a) Provide a platform for Online Sharing of learning insights from Participants during the training session; and (b) Online Learning Survey / Quiz, during this training session;

Schedule:

December 17-18, 2020 (Thursday-Friday)

2PM - 5:30PM