IT Auditing in Banks

Course Outline:

· IT Risks, Controls and Audit in the Banking Industry: An Introduction

· The VUCA World

· Leadership Response to VUCA

· What is Risk?

· Types of Risk

· Risk Classification

· Risk Assessment

· Overview of the Risk Management Process

· Three Lines of Defense Model

· Control Classification

· IT Controls

· Characteristics of Automated or Computer-Based Processing

· Application Controls

· General IT Controls

· IT Controls Implementation

· IT Risk Management System (ITRMS)

· Four Key Components

· IT Related Frameworks

· Introducing COBIT 2019

· COBIT Overview

- COBIT: Governance Framework Principles

- COBIT Components of a Governance System

- COBIT 2019 Design Factors

- COBIT: Governance System Design Workflow

- COBIT: Implementation Road Map

· IIA's GTAG

· IT Audit

· What is Risk-Based Audit Approach

· IT Audit Tasks

- Understanding the Mission, Requirements and Challenges of the IT Audit Functions

- Strategic IT Audit Planning

- Resource Management

· Continuous Auditing

· Tips for Audit, Risk and Control Practioners

Schedule:

10 December 2022, Saturday, 9:00 AM - 5:00 PM

Resource Speaker:

Mr. Reginald C. Nery

SVP & Chief Audit Executive

Bank of Commerce

Training Fee per Participant:

From Member Institution – P 2,800.00

From Non-Member Institution – P 3,920.00

**VAT inclusive