Nature of Business The Ghana Securities Industry Association was incorporated as a company limited by guarantee on 11 December 2003 to encourage sound business practices among members, work in partnership with the industry regulator to ensure the protection of investors. The association comprises firms licensed by the Securities and Exchange Commission under the Securities Industry Act 2016, (Act 929). The group comprises Broker-Dealers, Custodians, Fund Managers, Investment Advisors, Issuing Houses, Securities Exchanges and Securities Depositories.